Apexa – english
De | Conformity |

WHAT IS APEXA?

Apexa contracting and compliance more efficient for Advisors, MGAs & Carriers through standardized processes, building a digital platform and conducting automated monitoring with notifications.

Insurers as well as MGA are gradually joining Apexa

 

 

IMPORTANT DATES

March 9, 2020 | The signature of the Advisor Contract between Agenz/Sentiel and the advisor must be completed via the Apexa system.

April 1st,  2020 | New contracts with Canada Life, Sun Life and Empire will be processed through Apexa.

December 31,  2020 | All advisors with an active code with Industrial-Alliance and Sun Life must have completed their Apexa profile before December 31, 2020.

DOCUMENTATION

Inscription d’un conseiller autonome
Requesting a new contract Advisor FR | EN
Advisor Profile Setup FR | EN
Inscription d’un conseiller rattaché
Requesting a new contract Advisor to Corporation FR | EN
Requesting a new contract Corporation FR | EN
Corporate profile setup FR | EN
Advisor support 1-855-294-2541 or support@apexa.ca

 

 

 

Compliance
De | Conformity |

DOCUMENTS VERSION LANGUE / LANGUAGE
Accusé de réception 
Acknowledgment		 2013 Français / English
Accusé de réception (Loi 96) 
Acknowledgment (Bill 96-Quebec)		 2023 Français / English
Document maître Conformité 
Advisor’s Compliance Manual		 2023 Français /English
Liste de contrôle de la conformité d’un dossier client 2022 Français
AMF Préavis de remplacement 
Advisor’s Compliance Manual		 Documents
Avis de divulgation 2019 Français
Analyse des besoins financiers – Vie (dynamique) 
Need Analysis for life (dynamic)		 S_entiel Français / English
Analyse des besoins financiers – Vie 
Need Analysis for life		 Agenz Français / English
Analyse des besoins financiers – Maladie grave
Need Analysis for critical illness
 Français / English
Analyse des besoins financiers – Invalidité
Need Analysis for disability
 Français / English
Programme de conformité visant la lutte contre le blanchiment d’argent
Compliance program for anti-money laundering		 Français / English
Guide de conduite du conseiller
Advisor’s code of conduct
 2013 Français / English
La Loi canadienne anti-pourriel
Canada’s anti-spam legislation
 Français / English
Plan de continuité des affaires 2019 Français
Déclaration du conseiller
Financial security advisor declaration		 2023-10 Français / English
L’AMF et la divulgation des relations d’affaires Français
Apexa, processus de mise sous contrat Français